Compliance

⏱️ 7 min

🎯 Covers these PMP exam tasks: 3.2 Plan and manage project compliance

Compliance means the project and its output follow every rule they must respect: laws, regulations issued by oversight bodies, safety standards, data protection and privacy rules, and the organization's own internal policies, such as procurement or information security policy.

The biggest danger with compliance is finding out late. So from the start the project manager asks: which bodies regulate this kind of work? What data will we collect, and who is allowed to see it? What permits or certifications do we need? They bring in the experts, such as the legal department, the information security team and the safety officer, because nobody expects the PM to know all of this alone.

Once the requirements are known, they are built into the project rather than left as a side note: they go into scope as clear requirements, into the quality plan as acceptance criteria and checks, into the schedule as activities (getting a license, passing an audit), and into the risk register if regulations might change during the project.

Non-compliance can mean fines, a product being pulled, lawsuits, serious damage to the organization's reputation, and sometimes danger to people's lives. That is why a project manager never cuts compliance corners, even under time or budget pressure. If a deadline clashes with compliance, the PM raises it openly with the sponsor and looks for other options, but compliance itself is not up for negotiation.

💡 Key points

  • Compliance covers laws, regulations, safety, data protection and internal policies.
  • Identify compliance requirements early and involve the experts.
  • Build them into scope, quality, schedule and the risk register.
  • Never cut compliance corners; escalate the conflict openly instead.

🌍 Real-life example

A bank is launching an app for opening accounts remotely. In the first week, the PM sat with the legal and compliance teams and found three requirements: verifying customer identity per the central bank's rules, storing data inside the country, and getting the customer's explicit consent to use their data. All three went into scope and acceptance criteria. Two weeks before launch, a manager asked to skip the data-protection test "to hit the date". The PM refused and offered the sponsor a limited pilot launch instead, which was approved.

📖 Key terms

Englishالعربية
Complianceالامتثال
Regulationلائحة تنظيمية
Data Privacyخصوصية البيانات
Internal Policyسياسة داخلية
Auditتدقيق / مراجعة
Acceptance Criteriaمعايير القبول

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